Assessor Resource

RIIMEX407
Apply and monitor the ground control management plan

Assessment tool

Version 1.0
Issue Date: May 2024


This unit describes the skills and knowledge required to apply and monitor the ground management plan, including implementing routine ground control measures.

It applies to those working in supervisory roles. They generally undertake a prescribed range of functions involving known routines and procedures and take responsibility for the quality of own work outcomes.

Licensing, legislative and certification requirements that apply to this unit can vary between states, territories and industry sectors. Users must check requirements with relevant body before applying the unit.

You may want to include more information here about the target group and the purpose of the assessments (eg formative, summative, recognition)



Evidence Required

List the assessment methods to be used and the context and resources required for assessment. Copy and paste the relevant sections from the evidence guide below and then re-write these in plain English.

The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:

apply and monitor the ground management plan on at least two occasions, including:

conducting geotechnical inspection of work areas

monitoring and assessing the impact of operations, including any blasting, on ground stability and making adjustments as required

identifying and evaluating the hazards and risks associated with the ground controls and placement of plant and equipment

assessing and assigning appropriate plant and applying appropriate remediation techniques

implementing stockpile and dump control measures

identifying surface and groundwater issues

identifying training needs of team members and preparing a training plan

assessing outcomes to make recommendations and writing reports.

During the above, the candidate must:

locate and apply relevant documentation, policies and procedures and confirm that the work activity is compliant

implement the requirements, procedures and techniques for applying and monitoring the ground management plan, including:

identifying hazards and risks, and implementing control measures

accessing and analysing archival and historical information related to ground control and batter stability issues

interpreting and applying pit and slope design criteria

participating in audits

identifying and applying geological and geotechnical information

work with others to apply and monitor the ground management plan

communicate clearly and concisely with others to resolve coordination requirements prior to commencing and during work activities.

The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:

key policies, procedures and documentation required to apply and monitor the ground management plan

purpose of the ground control management plan

principles of basic geology including:

rock types

geological processes

geological structures

common survey and slope design terminology and surface operation design parameters

operating characteristics, limitations and safe placement of plant equipment, including:

exclusion zones

catch troughs

catch bunds

cab placement

safe load and dump methods

types and mechanisms of ground instability, including:

blocky conditions

wedge/plane/toppling structures

slumping/heave

adverse jointing

fault and shear orientation

subsidence

factors impacting on slope stability, including:

material properties

fault zones

blasting

pit wall profile

surface and ground water

changes in ground temperature

presence of underground workings

principles and techniques for controlling ground instability, including:

minimizing blast damage

excavation control and scaling

waste dump and stockpile formation methodology

groundwater and surface water control

remedial and slope stabilisation methods

exclusion zones

principles and techniques for inspection and monitoring, including:

role of the geotechnical engineer

types of inspection

visual warning signs

types and purpose of monitoring instrumentation

design standards and techniques for constructing and maintaining infrastructure, including:

waste dumps

stockpiles

drainage systems

haul roads

earth bunds

catch berm

principles and techniques for applying risk management processes

principles and techniques for reviewing inspection, communication and reporting methodologies

principles and techniques for providing leadership and direction to teams

principles and techniques for conducting training needs assessments and preparing training plans.

Mandatory conditions for assessment of this unit are stipulated below. The assessment must:

include access to:

personal and protective equipment

equipment required to apply and monitor the ground control management plan

relevant documentation

be conducted in a safe environment; and,

be assessed in the context of this sector's work environment; and,

be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,

confirm consistent performance can be applied in a range of relevant workplace circumstances.

Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.

Assessor requirements

Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:

vocational competencies at least to the level being delivered and assessed

current industry skills directly relevant to the training and assessment being provided

current knowledge and skills in vocational training and learning that informs their training and assessment

formal relevant qualifications in training and assessment

having knowledge of and/or experience using the latest techniques and processes

possessing the required level of RII training product knowledge

having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces

demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and

the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.

This unit is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:

Industry sector

AQF indicator level***

Required assessor or industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure

1

1 year

2

2 years

Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure

3-6

3 years

Other sectors

Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation.

*Guidance on simulated environments has been stipulated in the RII implementation guide located on VETNet.

**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.

*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.


Submission Requirements

List each assessment task's title, type (eg project, observation/demonstration, essay, assingnment, checklist) and due date here

Assessment task 1: [title]      Due date:

(add new lines for each of the assessment tasks)


Assessment Tasks

Copy and paste from the following data to produce each assessment task. Write these in plain English and spell out how, when and where the task is to be carried out, under what conditions, and what resources are needed. Include guidelines about how well the candidate has to perform a task for it to be judged satisfactory.

The candidate must demonstrate the ability to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including evidence of the ability to:

apply and monitor the ground management plan on at least two occasions, including:

conducting geotechnical inspection of work areas

monitoring and assessing the impact of operations, including any blasting, on ground stability and making adjustments as required

identifying and evaluating the hazards and risks associated with the ground controls and placement of plant and equipment

assessing and assigning appropriate plant and applying appropriate remediation techniques

implementing stockpile and dump control measures

identifying surface and groundwater issues

identifying training needs of team members and preparing a training plan

assessing outcomes to make recommendations and writing reports.

During the above, the candidate must:

locate and apply relevant documentation, policies and procedures and confirm that the work activity is compliant

implement the requirements, procedures and techniques for applying and monitoring the ground management plan, including:

identifying hazards and risks, and implementing control measures

accessing and analysing archival and historical information related to ground control and batter stability issues

interpreting and applying pit and slope design criteria

participating in audits

identifying and applying geological and geotechnical information

work with others to apply and monitor the ground management plan

communicate clearly and concisely with others to resolve coordination requirements prior to commencing and during work activities.

The candidate must be able to demonstrate knowledge to complete the tasks outlined in the elements, performance criteria and foundation skills of this unit, including knowledge of:

key policies, procedures and documentation required to apply and monitor the ground management plan

purpose of the ground control management plan

principles of basic geology including:

rock types

geological processes

geological structures

common survey and slope design terminology and surface operation design parameters

operating characteristics, limitations and safe placement of plant equipment, including:

exclusion zones

catch troughs

catch bunds

cab placement

safe load and dump methods

types and mechanisms of ground instability, including:

blocky conditions

wedge/plane/toppling structures

slumping/heave

adverse jointing

fault and shear orientation

subsidence

factors impacting on slope stability, including:

material properties

fault zones

blasting

pit wall profile

surface and ground water

changes in ground temperature

presence of underground workings

principles and techniques for controlling ground instability, including:

minimizing blast damage

excavation control and scaling

waste dump and stockpile formation methodology

groundwater and surface water control

remedial and slope stabilisation methods

exclusion zones

principles and techniques for inspection and monitoring, including:

role of the geotechnical engineer

types of inspection

visual warning signs

types and purpose of monitoring instrumentation

design standards and techniques for constructing and maintaining infrastructure, including:

waste dumps

stockpiles

drainage systems

haul roads

earth bunds

catch berm

principles and techniques for applying risk management processes

principles and techniques for reviewing inspection, communication and reporting methodologies

principles and techniques for providing leadership and direction to teams

principles and techniques for conducting training needs assessments and preparing training plans.

Mandatory conditions for assessment of this unit are stipulated below. The assessment must:

include access to:

personal and protective equipment

equipment required to apply and monitor the ground control management plan

relevant documentation

be conducted in a safe environment; and,

be assessed in the context of this sector's work environment; and,

be assessed in compliance with relevant legislation/regulation and using policies, procedures and processes directly related to the industry sector for which it is being assessed; and,

confirm consistent performance can be applied in a range of relevant workplace circumstances.

Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated work environment* provided it is realistic and sufficiently rigorous to cover all aspects of this sector’s workplace performance, including environment, task skills, task management skills, contingency management skills and job role environment skills.

Assessor requirements

Assessors must be able to clearly demonstrate current and relevant industry knowledge and experience to satisfy the mandatory regulatory standards as set out in the Standards for Registered Training Organisations (RTOs) 2015/Australian Quality Training Framework mandatory requirements for assessors current at the time of assessment and any relevant licensing and certification requirements. This includes:

vocational competencies at least to the level being delivered and assessed

current industry skills directly relevant to the training and assessment being provided

current knowledge and skills in vocational training and learning that informs their training and assessment

formal relevant qualifications in training and assessment

having knowledge of and/or experience using the latest techniques and processes

possessing the required level of RII training product knowledge

having an understanding and knowledge of legislation and regulations relevant to the industry and to employment and workplaces

demonstrating the performance evidence, and knowledge evidence outlined in this unit of competency, and

the minimum years of current** work experience after competency has been obtained as specified below in an industry sector relevant to the outcomes of the unit.

This unit is also acceptable for the appropriately qualified assessor to work with an industry expert to conduct assessment together and for the industry expert to be involved in the assessment judgement. The industry expert must have current industry skills directly relevant to the training and assessment being provided. This means the industry subject matter expert must demonstrate skills and knowledge from the minimum years of current work experience after competency has been obtained as specified below, including time spent in roles related to the unit being assessed:

Industry sector

AQF indicator level***

Required assessor or industry subject matter expert experience

Drilling, Metalliferous Mining, Coal Mining, Extractive (Quarrying) and Civil Infrastructure

1

1 year

2

2 years

Drilling, Coal Mining, Extractive (Quarrying), Metalliferous Mining and Civil Infrastructure

3-6

3 years

Other sectors

Where this unit is being assessed outside of the resources and infrastructure sectors assessor and/or industry subject matter expert experience should be in-line with industry standards for the sector in which it is being assessed and where no industry standard is specified should comply with any relevant regulation.

*Guidance on simulated environments has been stipulated in the RII implementation guide located on VETNet.

**Assessors can demonstrate current work experience through employment within industry in a role relevant to the outcomes of the unit; or, for external assessors this can be demonstrated through exposure to industry by conducting a minimum number of site assessments as determined by the relevant industry sector, across various locations.

*** While a unit of competency does not have an AQF level, where a unit is being delivered outside of a qualification the first numeric character in the unit code should be considered as the AQF indicator level for assessment purposes.

Copy and paste from the following performance criteria to create an observation checklist for each task. When you have finished writing your assessment tool every one of these must have been addressed, preferably several times in a variety of contexts. To ensure this occurs download the assessment matrix for the unit; enter each assessment task as a column header and place check marks against each performance criteria that task addresses.

Observation Checklist

Tasks to be observed according to workplace/college/TAFE policy and procedures, relevant legislation and Codes of Practice Yes No Comments/feedback
Obtain, interpret and confirm work requirements 
Access, interpret and apply documentation required for applying and monitoring the ground control management plan 
Identify and interpret ground control management plan requirements relevant to own job role 
Evaluate historical information on ground conditions, and identify hazards according to workplace procedures 
Confirm the work activity is compliant with the pit design and workplace procedures 
Identify and address potential hazards and environmental factors and prepare to implement control measures 
Select and wear personal protective equipment appropriate for work activities 
Identify, obtain and allocate resources required for the application of the ground control management plan 
Identify training needs of team members and prepare training plans 
Obtain and interpret emergency procedures and prepare to respond to emergencies according to site requirements 
Determine and implement appropriate control measures for conducting geotechnical inspections 
Inspect work areas and identify and record geological hazards, geotechnical risk factors and signs of instability in accordance with workplace procedures 
Identify and schedule infrastructure repair and maintenance activities to reduce geotechnical risk 
Report geotechnical hazards and risks outside scope of responsibility to relevant personnel in accordance with workplace procedures 
Complete and submit written report of geotechnical inspection results and corresponding actions to relevant personnel 
Communicate geotechnical risks and control measures to relevant personnel 
Communicate, apply and monitor approved extraction method according to workplace procedures and approved engineering design 
Monitor hazards and risks to confirm the safe operation of personnel, and plant and equipment 
Monitor the implementation of the control measures to address geotechnical risk 
Identify, assess and adjust operational activities impacting on ground stability 
Identify and report indications/events of ground failure 
Install barricades and warning signs where area cannot be made safe according to job and site requirements and report to relevant personnel 
Apply emergency response and evacuation plans and procedures as required 
Record and report on activities, issues and corrective actions 
Identify, interpret and confirm stockpile and dump requirements 
Monitor and report stockpile and dump configurations to conform compliance with geotechnical design 
Monitor stockpile and dump operations to confirm safe work practices are implemented to control geotechnical risk in accordance with workplace procedures 
Identify, interpret and assess surface and groundwater information 
Monitor the implementation and performance of the drainage system 
Monitor and report on effectiveness of operating procedures 
Submit recommendations to improve the safety, efficiency and effectiveness of ground control systems 
Contribute to audit and review requirements for the ground control management plan 

Forms

Assessment Cover Sheet

RIIMEX407 - Apply and monitor the ground control management plan
Assessment task 1: [title]

Student name:

Student ID:

I declare that the assessment tasks submitted for this unit are my own work.

Student signature:

Result: Competent Not yet competent

Feedback to student

 

 

 

 

 

 

 

 

Assessor name:

Signature:

Date:


Assessment Record Sheet

RIIMEX407 - Apply and monitor the ground control management plan

Student name:

Student ID:

Assessment task 1: [title] Result: Competent Not yet competent

(add lines for each task)

Feedback to student:

 

 

 

 

 

 

 

 

Overall assessment result: Competent Not yet competent

Assessor name:

Signature:

Date:

Student signature:

Date: